Advisor Transitions

Advisor Transitions is a Docupace service for wealth management firms that bring in financial advisers from other firms. It handles the paperwork and data needed to move an adviser's clients across. The site says most accounts can move within about thirty days.

What Advisor Transitions offers

• Firm setup and onboarding — gets the adviser and the receiving firm ready.
• Re-papering — pre-fills new account forms from existing data and checks each field.
• Secure data transfer — client data moves through an auditable platform rather than email.
• Compliance support — covers the Reg S-P rules on client data.
• Hands-on service — Docupace works directly with the incoming adviser.

Who it works with

Wealth management firms and broker-dealers recruiting advisers, and the advisers who move to them.

Key facts

• Part of: the Docupace platform, which also covers client onboarding, document management, surveillance and compliance
• Reported activity: the site cites 500 advisers moved in 2025