Advisor Transitions

Our Surveillance and Compliance solutions are the antidote to your challenges, pre- and post-trade

• PreciseFP
  Powerful automation, workflow, and operations management tools that enable seamless client engagement

• Powerful automation, workflow, and operations management tools that enable seamless client engagement

• Advisor Transitions
  Digital workflows make it possible to transition incoming advisors’ books of business in as little as 30 days

• Digital workflows make it possible to transition incoming advisors’ books of business in as little as 30 days

• Compliance TRACKR
  Wealth management firms use the digital delivery tool to ensure clients receive RegBI (Form CRS), Form ADV and DOL Rule disclosures

• Wealth management firms use the digital delivery tool to ensure clients receive RegBI (Form CRS), Form ADV and DOL Rule disclosures

• Compensation Management
  Create up-to-the-minute, accurate financial reports with financial summaries that can be created on an unlimited number of hierarchical levels

• Create up-to-the-minute, accurate financial reports with financial summaries that can be created on an unlimited number of hierarchical levels

Docupace is a technology company built for the wealth management industry
We’ve been on a mission to eliminate paperwork since 2002
Who We Are

• Partners
  The Docupace Platform integrates with leading CRMs, esignature solutions, custodians, clearing houses, and more
• The Docupace Platform integrates with leading CRMs, esignature solutions, custodians, clearing houses, and more

Want to work for an exciting, fast-growing company with excellent benefits? View our openings and apply

• Back Office Heroes Day
  Learn more about National Back Office Heroes Day presented by Docupace

• Learn more about National Back Office Heroes Day presented by Docupace

• Security & Compliance
  Learn more about the initiatives that protect the Docupace Platform from cyber and regulatory risks

• Learn more about the initiatives that protect the Docupace Platform from cyber and regulatory risks

Get started with the Docupace Platform or reach out to our sales, client support, or compliance support specialists

• Resources
  Access product and solutions guides, whitepapers, success stories, datasheet, webinars, and more

• Resource Index
  Blog
  Stay up to date on the latest industry news and read insights from wealth management technology experts

• News & Events
  The latest Docupace headlines, plus information about upcoming conferences and webinars

• Datasheets
  Get detailed information about Docupace products, services, and partners
  Webinars
  Discover on-demand webinars to learn about our products, services, and industry trends

• eLearning & Documentation
  Guides and videos to help you accomplish tasks in the Docupace system, plus release notes and glossary

• Whitepapers
  In-depth insights and research about the biggest topics in wealth management technology

• Access product and solutions guides, whitepapers, success stories, datasheet, webinars, and more

• Blog
  Stay up to date on the latest industry news and read insights from wealth management technology experts

• Stay up to date on the latest industry news and read insights from wealth management technology experts

• News & Events
  The latest Docupace headlines, plus information about upcoming conferences and webinars

• The latest Docupace headlines, plus information about upcoming conferences and webinars

• Datasheets
  Get detailed information about Docupace products, services, and partners
  Get detailed information about Docupace products, services, and partners

• Webinars
  Discover on-demand webinars to learn about our products, services, and industry trends

• Discover on-demand webinars to learn about our products, services, and industry trends

• eLearning & Documentation
  Guides and videos to help you accomplish tasks in the Docupace system, plus release notes and glossary