Advisor Transitions

Our Surveillance and Compliance solutions are the antidote to your challenges, pre- and post-trade

• PreciseFP Powerful automation, workflow, and operations management tools that enable seamless client engagement

Powerful automation, workflow, and operations management tools that enable seamless client engagement

• Advisor Transitions Digital workflows make it possible to transition incoming advisors’ books of business in as little as 30 days

Digital workflows make it possible to transition incoming advisors’ books of business in as little as 30 days

• Compliance TRACKR Wealth management firms use the digital delivery tool to ensure clients receive RegBI (Form CRS), Form ADV and DOL Rule disclosures

Wealth management firms use the digital delivery tool to ensure clients receive RegBI (Form CRS), Form ADV and DOL Rule disclosures

• Compensation Management Create up-to-the-minute, accurate financial reports with financial summaries that can be created on an unlimited number of hierarchical levels

Create up-to-the-minute, accurate financial reports with financial summaries that can be created on an unlimited number of hierarchical levels

Docupace is a technology company built for the wealth management industry We’ve been on a mission to eliminate paperwork since 2002 Who We Are

• Partners The Docupace Platform integrates with leading CRMs, esignature solutions, custodians, clearing houses, and more

The Docupace Platform integrates with leading CRMs, esignature solutions, custodians, clearing houses, and more

Want to work for an exciting, fast-growing company with excellent benefits? View our openings and apply

• Back Office Heroes Day Learn more about National Back Office Heroes Day presented by Docupace

Learn more about National Back Office Heroes Day presented by Docupace

• Security & Compliance Learn more about the initiatives that protect the Docupace Platform from cyber and regulatory risks

Learn more about the initiatives that protect the Docupace Platform from cyber and regulatory risks

Get started with the Docupace Platform or reach out to our sales, client support, or compliance support specialists

• Resources Access product and solutions guides, whitepapers, success stories, datasheet, webinars, and more
• Resource Index Blog Stay up to date on the latest industry news and read insights from wealth management technology experts
• News & Events The latest Docupace headlines, plus information about upcoming conferences and webinars
• Datasheets Get detailed information about Docupace products, services, and partners Webinars Discover on-demand webinars to learn about our products, services, and industry trends
• eLearning & Documentation Guides and videos to help you accomplish tasks in the Docupace system, plus release notes and glossary
• Whitepapers In-depth insights and research about the biggest topics in wealth management technology

Access product and solutions guides, whitepapers, success stories, datasheet, webinars, and more

• Blog Stay up to date on the latest industry news and read insights from wealth management technology experts

Stay up to date on the latest industry news and read insights from wealth management technology experts

• News & Events The latest Docupace headlines, plus information about upcoming conferences and webinars

The latest Docupace headlines, plus information about upcoming conferences and webinars

• Datasheets Get detailed information about Docupace products, services, and partners Get detailed information about Docupace products, services, and partners
• Webinars Discover on-demand webinars to learn about our products, services, and industry trends

Discover on-demand webinars to learn about our products, services, and industry trends

• eLearning & Documentation Guides and videos to help you accomplish tasks in the Docupace system, plus release notes and glossary