Docupace

Docupace builds cloud software for the back-office side of wealth management, which it calls a wealth operations platform. The New Jersey company was founded in 2002 and sells to broker-dealers and registered investment advisers (RIAs) in the US. Its tools cover account paperwork, compliance, audits and moving advisers between firms.

What Docupace offers

• Account opening and maintenance — form filling and workflow automation for opening client accounts and keeping them up to date.
• Advisor Transitions — pre-filled forms, checks before submission and a concierge team for moving advisers and their clients; the firm says it moved 500 advisers and 120,000 accounts in 2025.
• Compliance tools — two products, Compliance TRACKR and ComplianceEdge, that support oversight and regulatory work.
• Compensation management — calculation and accounting of adviser pay.
• Reporting and dashboards — live reports and configurable dashboards for operations admins.
• Integration marketplace — connections to other wealth technology tools.

Who it works with

Its customers are broker-dealers and RIAs, with the platform aimed especially at the operations and admin staff who support financial advisers.

Key facts

• Based in: New Jersey, United States
• Founded: 2002
• Acquisitions: jaccomo and PreciseFP in 2021, Hubly in 2025 and InvestEdge's ComplianceEdge in 2026