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Venture capital firm

Cape Securities

Broker-dealer providing back-office support to financial professionals and investment services to individuals in the US

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  • Pennsylvania
  • Business
  • Goals
  • Security
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About Cape Securities

Cape Securities is a financial services group based in McDonough, Georgia. It supports financial professionals across the United States with back-office services, and it also serves individual investors who want help with long-term goals.

What Cape Securities does

  • Securities brokerage: securities are offered through Cape Securities, Inc., a member of FINRA, SIPC and MSRB.
  • Investment advisory: advisory services come through a sister firm, Cape Investment Advisory, Inc.
  • Back-office support: operational help for advisers building their own practices.
  • Planning for individuals: advice and products for building a legacy, funding retirement or saving for a child's college education.

Customers and markets

Independent financial professionals seeking a supporting platform, and individual clients who want a mix of advice and financial products.

Key facts

  • Based in: McDonough, Georgia, United States
  • Clearing: provided by Hilltop Securities, Inc.
  • Regulation: broker-dealer registered with FINRA, SIPC and MSRB

Profile written by TrustList from the business's own published information, Sep 2026.

Categories & features

  • Pennsylvania
  • Business
  • Goals
  • Security

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