E Q I Consultancy Ltd

About E Q I Consultancy Ltd

We are a team of like-minded individuals who enjoy compliance and have a wealth of experience gained from working with the Financial Ombudsman Service, Financial Conduct Authority, Product Providers, and Networks

We like to work closely with firms, building a relationship with both senior management and advisers ensuring that we are available when queries arise This is why our on-going service focuses on regular meetings allowing us to understand how your firm works and meet with advisers, para-planners, administrators as well as senior management

Our Services Work for you

We offer a comprehensive ongoing compliance support product which is designed to help you fulfil your regulatory responsibilities and requirements We have experience of providing compliance support to a wide range of firms including IFA’s, Mortgage, Protection and General Insurance Intermediaries, Consumer Credit firms and Lenders

We offer three different service levels “Eqi Core”, “Eqi Lite”, and “Eqi Bespoke”

THE ‘EQI CORE’ SERVICE

Assistance with FCA reporting including Gabriel and Client Money
Training & Competence Guidance
Treating Customers Fairly & Business Risk Guidance
Financial Crime and Data Security Guidance

THE ‘EQI LITE’ SERVICE

‘Eqi Lite’ is designed for smaller firms We recognise that for some firms a ‘Lite’ solution is sufficient to meet their compliance needs, but to do this effectively we make sure that contact is made at least monthly This way we can keep firms up to date with regulatory changes as they happen

The ‘Eqi Lite’ Service includes