E Q I Consultancy Ltd

E Q I Consultancy Ltd, known as Eqi, provides regulatory compliance support to financial services firms. It has been operating since 2002 and is registered in England and Wales.

What E Q I Consultancy Ltd offers

• Eqi Core — ongoing support with FCA reporting, training and competence, treating customers fairly, business risk, financial crime and data security.
• Eqi Lite — a lighter service for smaller firms, with contact at least monthly, an annual compliance health check and two file reviews annually.
• Eqi Bespoke — support shaped around what a client needs at a given time.
• Regular meetings — sessions with senior management, advisers, para-planners and administrators.

Who it works with

Mortgage and general insurance advisers, financial advisers, networks and lenders, including independent financial advisers, protection and consumer credit firms.

Key facts

• Based in: Southport, England
• Operating since: 2002
• Team background: experience gained at the Financial Ombudsman Service, the Financial Conduct Authority, product providers and networks