Adams, Brown, Beran & Ball, Chtd.

Examples of where you might find an AUP valuable include reporting on findings for:

• Effectiveness of a specific internal control
• Numerous aspects of business, financial or operational data used in merger & acquisition (M&A) due diligence efforts
• Status of any type of federal, state, or local regulatory compliance or reporting obligations
• Status of compliance with requirements of a debt agreement
• Status of compliance with requirements of a lease agreement
• Status of contractual obligations Privately held, nonprofit and governmental entities look to us to deliver findings in an AUP that can be delivered to a third-party This is typically a request for facts about an organization’s handling of a specific issue, elements of a financial statement needing more detail or insight, or the status of compliance with regulatory or contractual obligations

“My advisor helped us solve a real problem situation Our former advisor quit the business because of health issues, and his family was not able to retrieve our company records So, a lot of data had to be mined from old returns and other records we had available She has been thorough and diligent in her efforts to provide a correct base of data for our future use ”

GEORGE SANDER – WICHITA, KS

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Industry Specializations for AUPs